• Manager/ Senior Manager, Controls and Compliance Integration

    Job Locations US-NY-New York
    Posted Date 2 months ago(5/2/2018 8:05 AM)
    # of Openings
    Risk Consulting
  • Overview

    Focal Point Data Risk is a new type of risk management firm, one that delivers a unified approach to addressing data risk through a unique combination of service offerings. Focal Point has brought together industry-leading expertise in cyber security, identity governance and access management, data privacy and analytics, internal audit, and hands-on training services, giving companies everything they need to plan and develop effective risk and security programs. By integrating these services, we provide our clients with the flexible support they need to protect and leverage data across any part of their organization. Simply put, Focal Point is the next generation of risk management.



    The Manager/ Senior Manager, Controls and Compliance Integration is responsible for managing complex compliance projects.  The role will work across the enterprise, offering business-oriented and compliance strategy and strategic solutions to address the organization’s transformation and talent agenda.


    Specific Responsibilities:

    • Collaborate with various level of management within the areas of responsibilities, including compliance, internal audit, project management, and IT departments
    • Evaluate the adequacy of business policies, procedures, training and reference materials, system and manual processes with respect to compliance requirements
    • Identify compliance issues and create a roadmap to deliver corrective actions to be taken by business partners to remediate concerns
    • Create and maintain testing workpapers and supporting documentation to be delivered to our clients.
    • Ability to draft written reports regarding compliance testing results through good communications skills.
    • Work alongside the Principal in the organization and act as the subject matter expert for the compliance and controls delivery with the practice.
    • Maintain a high level of awareness and knowledge of regulatory compliance requirements
    • Support Practice Management in developing, implementing, and maintaining an enterprise-wide Compliance Program that allows you to demonstrate how to create a culture of compliance with our clients.
    • Promote a risk-aware culture, ensure efficient and effective risk and compliance management practices by adhering to required standards and processes




    • Must have 5+ years of compliance and controls experience in consulting  
    • Must have excellent written and verbal communication



    • A Bachelor's Degree, Accounting or a related field.
    • Obtained or working toward a related professional certification


    Travel Required: Ability to travel up to 80%


    * All qualified applicants will receive consideration for employment without regard to race, color, religion, sex, sexual orientation, gender identity, or national origin. 



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